The Dark Forest
The Dark Forest is a 2008 science fiction novel by the Chinese writer Liu Cixin. It is the sequel to the Hugo Award-winning novel The Three-Body Problem in the trilogy titled "Remembrance of Earth's Past", but Chinese readers generally refer to the series by the title of the first novel. The English version, translated by Joel Martinsen, was published in 2015.
Plot
Setting
The Trisolarians, an alien species from the Alpha Centauri system, look to colonize Earth due to the eventual inevitable destruction of their own planet. However, The Trisolarian invasion fleet will reach Earth in 400 years. Earth knows they're coming. To prevent Earth from mounting an effective defense, Trisolaris sent sophons, subatomic supercomputers, to monitor all activities on Earth, interfere with its efforts to research fundamental physics, and cripple its scientific development.Synopsis
The Earth-Trisolaris Organization, a fifth column which worships the Trisolarians as gods, discovers that Trisolarian thought is transparently readable, and Trisolarians consequently have almost no concept of private thoughts or deceit. Trisolaris is threatened by the revelation that Earthlings do not have transparent thought and abandons the ETO when it is attacked by a military operation. The world’s governments obtain intelligence on Trisolaris from the operation.Having been made aware of the Trisolarian threat, the United Nations appoint four “Wallfacers” to develop countermeasures. Each Wallfacer is given full access to the resources of the UN in order to plan secret grand strategies known only to themselves and prevent any Trisolarians or sympathizers from exposing their plans. The four Wallfacers selected are: former US Secretary of Defense Frederick Tyler; former Venezuelan President Manuel Rey Diaz; Nobel Laureate and neuroscientist Bill Hines; and, to general surprise, obscure Chinese sociology professor and former astronomy major Luo Ji. In response, Trisolaris locates and tasks remnants of the ETO to determine the Wallfacers’ plans. One “Wallbreaker” agent is assigned to each of Tyler, Rey Diaz, and Hines; Luo Ji is instructed by Trisolaris to be left alone, as he unknowingly holds a devastating truth that should not be revealed. Tyler and Rey Diaz’s plans are eventually exposed by their Wallbreakers and vetoed by the UN as being crimes against humanity. Tyler commits suicide; Rey Diaz is stoned to death by angry Venezuelans. An unwilling Luo Ji first abuses his power to live a hedonistic life, but is eventually forced to work. He comes to realize a universal truth and broadcasts the coordinates of a distant star as a test, but is almost killed by a genome-targeted flu released by ETO remnants to assassinate him and is placed in hibernation. Hines accidentally discovers a way to imprint an unshakeable belief into a person and builds a device to imprint Triumphalism into willing military members before also entering hibernation.
In China, Zhang Beihai, a Navy officer, is inducted into a nascent Human space force. He presents as a steadfast Triumphalist, and proposes that the space fleet of the future may be overwhelmed by Defeatism and be unable to confront Trisolaris. His superiors assign him and other Triumphalist soldiers with entering cryogenic sleep, to be awoken in the future when they are needed to reinforce Triumphalist sentiment in the space force. Before entering hibernation, Zhang secretly assassinates several medium drive researchers to ensure radiation drive research is prioritized. Scientists on Earth observe the Trisolarian fleet launching probes which will arrive before the fleet.
200 years later, Luo and Hines are awoken in an utopian society. Earth possesses three fleets, thousands in all, of ion-propulsion battleships faster than the Trisolarian fleet, and Humanity is collectively assured of its certain victory on Doomsday. The Wallfacer project is dismissed as crisis hysteria and terminated, but Hines’ wife reveals herself to be his Wallbreaker and reveals his plan: Hines was a secret Defeatist, and his device imprinted Defeatism instead of Triumphalism. Faced with the prospect of a secret Defeatist arm who may sabotage Earth’s success, Zhang and others are awoken and made acting captain over various battleships. Zhang takes the opportunity to hijack his ship and escape the solar system full-speed with all crew in tow; he was a secret Escapist who manipulated events to ensure the development of ships fast enough to leave the solar system. Four ships are sent after him in pursuit.
The first Trisolaris probe approaches the solar system, and in a show of strength, humanity launches 2000 warships to intercept it. The droplet-shaped probe is found to be held together by the strong interaction and suddenly activates; it quickly decimates the entire fleet by accurately ramming through each ship’s nuclear fuel cell. Two ships escape the battle and flee from the solar system together. Hearing of the defeat, the four ships chasing Zhang join him in his escape as one group. News of the defeat reach Earth and cause widespread panic; the droplet reaches Earth’s orbit and floods it with electromagnetic interference, preventing broadcasts from being sent out to the galaxy. Both groups of escaped spaceships attempt to head for distant star systems, but supplies are insufficient and suspicion mounts between ships. Eventually, one ship in each group preemptively bombards the others with anti-personnel bombs, killing the crews; they then scrap the derelicts for fuel and parts, and continue on their journey. Back on Earth, scientists realize the star whose coordinates Luo had broadcast 200 years ago had been destroyed.
The escaping ships and destroyed star give Luo proof of the truth he had realized: any spacefaring civilization must prioritize its own survival, and any alien civilization cannot be trusted to not exterminate your own civilization. Long interstellar distances make this suspicion impossible to dispel, so the best way to ensure one’s own survival is to stay silent and preemptively destroy any alien civilization one detects, akin to hunters stalking through a dark forest. Using this knowledge, Luo could threaten Trisolaris with exposing their location to the universe, but the evidence came too late; with the droplet in orbit, no broadcast of any sort can be released into the galaxy.
Years pass. Luo dedicates himself to the Snow Project, a futile effort using hydrogen bombs to scatter a debris field in a ring around the inner planets to detect when other probes arrive. He is shunned by the public for not having a plan to defeat Trisolaris, and descends into alcoholism. A shell of his former self, he travels to the grave of Ye Wenjie, the spiritual leader of the ETO and the person who hinted him toward the dark forest theory. There he digs a shallow grave, aims a gun at his heart, and issues an ultimatum to Trisolaris: he is wearing a dead man’s switch linked to 3614 hydrogen bombs in the Snow Project, and will commit suicide in 30 seconds. The bombs are strategically positioned so that when they detonate, the resulting debris fields will selectively block the Sun’s light and cause it to flicker in a specific pattern that encodes Trisolaris’ coordinates. Threatened with mutually assured destruction, Trisolaris sue for peace; they redirect their fleet to bypass the Solar System, stop droplet blockade of the Sun, and provide Earth with gravitational wave transmitter technology.
Characters
- Ye Wenjie – Astrophysicist who initiated initial contact between Earth and Trisolaris. Spiritual leader of the Earth Trisolaris Organization.
- Mike Evans – ETO financial backer and key leader, killed in previous book.
- Chang Weisi – General in the PLA and Zhang Beihai co-worker. First commander of humanity's space force and a defeatist who envies Zhang's Triumphalism.
- Zhang Beihai – Political commissar in the PLA Navy. Assassinates proponents of media-drive research in order to guarantee the development of plasma drives. Appointed acting commander of Natural Selection due to a screening of fleet officers for use of the "mental seal", utilizes Natural Selection to escape the Solar System.
- Zhang Yuanchao – Recently retired chemical plant worker in Beijing.
- Shi Qiang, also nicknamed Da Shi – Wallfacer Head of Security. Locates Luo Ji's wife for their initial meeting. Afflicted by Leukemia and hibernates to the doomsday battle with Luo Ji where he saves his life multiple times from an assassin computer virus.
- Wu Yue – Captain in the PLA Navy
- Zhuang Yan – Graduate of the Central Academy of Fine Arts, Luo Ji's wife
- Ding Yi – Theoretical physicist
- Secretary General Say: Secretarial General of the United Nations, oversees the creation of the Wallfacer project and selects Luo Ji, gambling that his importance to Trisolaris might generate success for humanity. Attempts to create a Human Memorial Project to catalogue human culture, which is destroyed for being defeatist by the Planetary Defense Council.
- Dongfang Yanxu – Captain of space warship Natural Selection. Relieved of command due to a scan of fleet command for evidence of mental seal use, unable to prevent Zhang Beihai from taking complete control of the flagship and fleeing Earth. Attempts to initiate a first strike against the other vessels due to the conclusion that there are not supplies among the ships to make the interstellar journey. Killed by a faster first strike made by Ultimate Law.
- Kent – Wallfacer Security Staff for Luo Ji. Despite best efforts at physically securing Luo Ji in an underground bunker, passes on Bed Flu bioweapon to Luo Ji. Dies of old age on Luo Ji's estate.
- Frederick Tyler – Former US Secretary of Defense. Primary plan was to make a massive swarm of kamikaze fighter craft to combat the Trisolaran fleet. Secondary plan was to remotely control the fighter craft swarm to betray earth and transport a massive quantity of water to the incoming fleet. Tertiary plan was to take remote control of the swarm fleet to detonate hydrogen bombs directly on the enemy fleet ships once within range. Informed by his Wallbreaker that his plan wouldn't have even scratched the fleet. Unable to resign from Wallfacer status, he commits suicide.
- Rey Diaz – Former President of Venezuela. Primary plan was to develop more powerful hydrogen bombs to be used to combat the Trisolaran fleet. Secondary plan was to utilize these hydrogen bombs to slow down Mercury, resulting in a chain reaction where all planets in the Solar System are consumed by an expanding Sol. Blackmails the UN with fake nuclear bombs to revoke his Wallfacer status and return to Venezuela where he is promptly stoned to death by his own people for threatening the destruction of the Solar System.
- Bill Hines – English neuroscientist and former president of the EU. Primary plan was to boost human intelligence to a high enough level to overcome the scientific block on particle physics by the sophons. Secondary plan was to instill an incorruptible state of defeatism in humanity's military, forcing humanity to develop plans to escape the solar system rather than stay and fight.
- Luo Ji – Astronomer and sociologist. Given the initial axioms of Dark Forest theory by Ye Wenjie. Is his own Wallbreaker when he concludes that the axioms result in the Dark Forest state of the universe, and thus the only strategic option against the Trisolarians is mutually assured destruction through broadcast of their interstellar coordinates.
Trilogy
- 三体, 2008; English translation by Ken Liu published by Tor Books in 2014
- 死神永生, 2010; English translation by Ken Liu published by Tor Books in 2016
Videos
- Waterdrop, referring to the Trisolaran droplet probe, is a 14-minute tribute film produced by Wang Ren, who was then a graduate student studying Architecture in Columbia University. The author Liu Cixin commented, "This is the kind of film I have in mind. If the feeling of such an atmosphere can be delivered in a Three Body Problem film, I would rest in peace after I die."
- MC Three Body - The Dark Forest is an animation series produced by a group of Chinese fans. Initially a machinima series produced using the video game Minecraft, they later switched to using professional animation software. The series was released online at the beginning of 2018.