Mass comparison
Mass comparison is a method developed by Joseph Greenberg to determine the level of genetic relatedness between languages. It is now usually called multilateral comparison. The method is rejected by most linguists, though not all.
Some of the top-level relationships Greenberg named had already been posited by others and are now generally accepted. Others are accepted by many though disputed by some prominent specialists, others are predominantly rejected but have some defenders, while others are almost universally rejected.
Theory
Mass comparison involves setting up a table of basic vocabulary items and their forms in the languages to be compared. The table can also include common morphemes. The following table was used by to illustrate the technique. It shows the forms of six items of basic vocabulary in nine different languages, identified by letters.A | B | C | D | E | F | G | H | I | |
Head | kar | kar | se | kal | tu | tu | to | fi | pi |
Eye | min | ku | min | miŋ | min | aš | min | idi | iri |
Nose | tor | tör | ni | tol | was | waš | was | ik | am |
One | mit | kan | kan | kaŋ | ha | kan | kεn | he | čak |
Two | ni | ta | ne | kil | ne | ni | ne | gum | gun |
Blood | kur | sem | sem | šam | i | sem | sem | fik | pix |
The basic relationships can be determined without any experience in the case of languages that are fairly closely related. Knowing a bit about probable paths of sound change allows one to go farther faster. An experienced typologist—Greenberg was a pioneer in the field—can quickly recognize or reject several potential cognates in this table as probable or improbable. For example, the path p > f is extremely frequent, the path f > p much less so, enabling one to hypothesize that fi : pi and fik : pix are indeed related and go back to protoforms *pi and *pik/x, while knowledge that k > x is extremely frequent, x > k much less so enables one to choose *pik over *pix. Thus, while mass comparison does not attempt to produce reconstructions of protolanguages—according to Greenberg these belong to a later phase of study—phonological considerations come into play from the very beginning.
The tables used in actual research involve much larger numbers of items and languages. The items included may be either lexical, such as 'hand', 'sky', and 'go', or morphological, such as PLURAL and MASCULINE.
Detection of borrowings
Critics of mass comparison generally assume that mass comparison has no means to distinguish borrowed forms from inherited ones, unlike comparative reconstruction, which is able to do so through regular sound correspondences. These questions were addressed by as of the 1950s. According to him, the key points are as follows :- Basic vocabulary is much less readily borrowed than cultural vocabulary.
- "erivational, inflectional, and pronominal morphemes and morph alternations are the least subject of all to borrowing."
- Any type of linguistic item may be borrowed "on occasion". However, "fundamental vocabulary is proof against mass borrowing."
- Mass comparison does not possess means to distinguish borrowing in every instance: "in particular and infrequent instances the question of borrowing may be doubtful". However, it is always possible to detect whether borrowing is responsible for "a mass of resemblances" between languages: "Where a mass of resemblances is due to borrowing, they will tend to appear in cultural vocabulary and to cluster in certain semantic areas which reflect the cultural nature of the contact."
- The technique of mass comparison, as opposed to bilateral comparison, provides a check on whether forms are borrowed or not :
- "ecurrent sound correspondences" do not suffice to detect borrowing, since "where loans are numerous, they often show such correspondences".
The place of sound correspondences in the comparative method
It is often reported that Greenberg sought to replace the comparative method with a new method, mass comparison. He consistently rejected this characterization, stating for instance, "The methods outlined here do not conflict in any fashion with the traditional comparative method" and expressing wonderment at "the strange and widely disseminated notion that I seek to replace the comparative method with a new and strange invention of my own". According to Greenberg, mass comparison is the necessary "first step" in the comparative method, and "once we have a well-established stock I go about comparing and reconstructing just like anyone else, as can be seen in my various contributions to historical linguistics". Reflecting the methodological empiricism also present in his typological work, he viewed facts as of greater weight than their interpretations, stating :Summary
The thesis of mass comparison, then, is that:- A group of languages is related when they show numerous resemblances in basic vocabulary, including pronouns, and morphemes, forming an interlocking pattern common to the group.
- While mass comparison cannot identify every instance of borrowing, it can identify broad patterns of borrowing, which suffices in establishing genetic relationship.
- The results achieved approach certainty.
- It is unnecessary to establish sets of recurrent sound correspondences or reconstructed ancestral forms to identify genetic relationships. On the contrary, it is not possible to establish such correspondences or to reconstruct such forms until genetic relationships are identified.
Disputed legacy of the comparative method
Position of Greenberg's detractors
Since the development of comparative linguistics in the 19th century, a linguist who claims that two languages are related, whether or not there exists historical evidence, is expected to back up that claim by presenting general rules that describe the differences between their lexicons, morphologies, and grammars. The procedure is described in detail in the comparative method article.For instance, one could demonstrate that Spanish is related to Italian by showing that many words of the former can be mapped to corresponding words of the latter by a relatively small set of replacement rules—such as the correspondence of initial es- and s-, final -os and -i, etc. Many similar correspondences exist between the grammars of the two languages. Since those systematic correspondences are extremely unlikely to be random coincidences, the most likely explanation by far is that the two languages have evolved from a single ancestral tongue.
All pre-historical language groupings that are widely accepted today—such as the Indo-European, Uralic, Algonquian, and Bantu families—have been established this way.
Response of Greenberg's defenders
The actual development of the comparative method was a more gradual process than Greenberg's detractors suppose. It has three decisive moments. The first was Rasmus Rask's observation in 1818 of a possible regular sound change in Germanic consonants. The second was Jacob Grimm's extension of this observation into a general principle in 1822. The third was Karl Verner's resolution of an irregularity in this sound change in 1875. Only in 1861 did August Schleicher, for the first time, present systematic reconstructions of Indo-European proto-forms. Schleicher, however, viewed these reconstructions as extremely tentative. He never claimed that they proved the existence of the Indo-European family, which he accepted as a given from previous research—primarily that of Franz Bopp, his great predecessor in Indo-European studies.Karl Brugmann, who succeeded Schleicher as the leading authority on Indo-European, and the other Neogrammarians of the late 19th century, distilled the work of these scholars into the famous principle that "every sound change, insofar as it occurs automatically, takes place according to laws that admit of no exception".
The Neogrammarians did not, however, regard regular sound correspondences or comparative reconstructions as relevant to the proof of genetic relationship between languages. In fact, they made almost no statements on how languages are to be classified. The only Neogrammarian to deal with this question was Berthold Delbrück, Brugmann's collaborator on the Grundriß der vergleichenden Grammatik der indogermanischen Sprachen. According to Delbrück, Bopp had claimed to prove the existence of Indo-European in the following way:
Furthermore, Delbrück took the position later enunciated by Greenberg on the priority of etymologies to sound laws : "obvious etymologies are the material from which sound laws are drawn."
The opinion that sound correspondences or, in another version of the opinion, reconstruction of a proto-language are necessary to show relationship between languages thus dates from the 20th, not the 19th century, and was never a position of the Neogrammarians. Indo-European was recognized by scholars such as William Jones and Franz Bopp long before the development of the comparative method.
Furthermore, Indo-European was not the first language family to be recognized by students of language. Semitic had been recognized by European scholars in the 17th century, Finno-Ugric in the 18th. Dravidian was recognized in the mid-19th century by Robert Caldwell, well before the publication of Schleicher's comparative reconstructions.
Finally, the supposition that all of the language families generally accepted by linguists today have been established by the comparative method is untrue. For example, although Eskimo–Aleut has long been accepted as a valid family, "Proto-Eskimo–Aleut has not yet been reconstructed". Other families were accepted for decades before comparative reconstructions of them were put forward, for example Afro-Asiatic and Sino-Tibetan. Many languages are generally accepted as belonging to a language family even though no comparative reconstruction exists, often because the languages are only attested in fragmentary form, such as the Anatolian language Lydian. Conversely, detailed comparative reconstructions exist for some language families which nonetheless remain controversial, such as Altaic and Nostratic.
A continuation of earlier methods?
Greenberg claimed that he was at bottom merely continuing the simple but effective method of language classification that had resulted in the discovery of numerous language families prior to the elaboration of the comparative method and that had continued to do so thereafter, as in the classification of Hittite as Indo-European in 1917. This method consists in essentially two things: resemblances in basic vocabulary and resemblances in inflectional morphemes. If mass comparison differs from it in any obvious way, it would seem to be in the theoretization of an approach that had previously been applied in a relatively ad hoc manner and in the following additions:- The explicit preference for basic vocabulary over cultural vocabulary.
- The explicit emphasis on comparison of multiple languages rather than bilateral comparisons.
- The very large number of languages simultaneously compared.
- The introduction of typologically based paths of sound change.
- According to Greenberg, the identification of sound correspondences and the reconstruction of protolanguages arise from genetic classification.
- According to Greenberg's critics, genetic classification arises from the identification of sound correspondences or the reconstruction of protolanguages.
Time limits of the comparative method
On this point, Greenberg and his critics agree, as over against the Moscow school, but they draw contrasting conclusions:
- Greenberg's critics argue that the comparative method has an inherent limit of 6,000 – 10,000 years, and that beyond this too many irregularities of sound change have accumulated for the method to function. Since according to them the identification of regular sound correspondences is necessary to establish genetic relationship, they conclude that genetic relationships older than 10,000 years cannot be determined. In consequence, it is not possible to go much beyond those genetic classifications that have already been arrived at.
- Greenberg argued that cognates often remain recognizable even when recurrent sound changes have been overlaid by idiosyncratic ones or interrupted by analogy, citing the cases of English brother, which is easily recognizable as a cognate of German Bruder even though it violates Verner's law, and Latin quattuor, easily recognizable as a reflex of Proto-Indo-European * even though the changes e > a and t > tt violate the usual sound changes from Proto-Indo-European to Latin.
- In contrast, the "Moscow school" of linguists, perhaps best known for its advocacy of the Nostratic hypothesis, has confidence in the traceability of regular sound changes at very great time depths, and believes that reconstructed proto-languages can be pyramided on top of each other so as to attain still earlier proto-languages, without violating the principles of the standard comparative method.
Toward a resolution of the conflict?
Works cited
- Baxter, William H. and Alexis Manaster Ramer. 1999.
- Bomhard, Allan R. 2008. Reconstructing Proto-Nostratic: Comparative Phonology, Morphology, and Vocabulary, 2 volumes. Leiden: Brill.
- Bopp, Franz. 1816. Über das Conjugationssystem der Sanskritsprache in Vergleichung mit jenem der griechischen, lateinischen, persischen und germanischen Sprache. Frankfurt-am-Main: Andreäischen Buchhandlung.
- Brugmann, Karl. 1878. Preface to the first issue of Morphologische Untersuchungen auf dem Gebiete der indogermanischen Sprachen. Leipzig: S. Hirzel.
- Brugmann, Karl and Berthold Delbrück. 1886-1893. Grundriß der vergleichenden Grammatik der indogermanischen Sprachen, 5 volumes. Strassburg: Trübner.
- Caldwell, Robert. 1856. A Comparative Grammar of the Dravidian or South-Indian Family of Languages. London: Harrison.
- Delbrück, Berthold. 1884. Einleitung in das Sprachstudium, 2d edition. Leipzig: Breitkopf und Härtel.
- Delbrück, Berthold. 1904. Einleitung in das Studium der indogermanischer Sprachen, 4th and renamed edition of Einleitung in das Sprachstudium, 1880. Leipzig: Breitkopf und Härtel.
- Greenberg, Joseph H. 1960. "The general classification of Central and South American languages." In Selected Papers of the Fifth International Congress of Anthropological and Ethnological Sciences, 1956, edited by Anthony F.C. Wallace, 791-94. Philadelphia|publisher=University of Pennsylvania Press.
- Greenberg, Joseph H. 1971. "The Indo-Pacific hypothesis." Current Trends in Linguistics, Volume 8: Linguistics in Oceania, edited by Thomas F. Sebeok, 807-871. The Hague: Mouton.
- Laakso, Johanna. 2003. Review of The Uralic Language Family: Facts, Myths and Statistics by Angela Marcantonio.
- Lehmann, Winfred P. 1993. Theoretical Bases of Indo-European Linguistics. London: Routledge
- Ringe, Donald. 1992. "On calculating the factor of chance in language comparison." American Philosophical Society, Transactions 82.1, 1-110.
- Ringe, Donald. 1993. "A reply to Professor Greenberg." American Philosophical Society, Proceedings 137, 91-109.
- Ringe, Donald A., Jr. 1995. "'Nostratic' and the factor of chance." Diachronica 12.1, 55-74.
- Ringe, Donald A., Jr. 1996. "The mathematics of 'Amerind'." Diachronica 13, 135-54.
- Ruhlen, Merritt. 1994. On the Origin of Languages: Studies in Linguistic Taxonomy. Stanford: Stanford University Press.
- Schleicher, August. 1861-1862. Compendium der vergleichenden Grammatik der indogermanischen Sprachen. Kurzer Abriss der indogermanischen Ursprache, des Altindischen, Altiranischen, Altgriechischen, Altitalischen, Altkeltischen, Altslawischen, Litauischen und Altdeutschen, 2 volumes. Weimar: H. Boehlau.
- Schleicher, August. 1874. , translated from the third German edition by Herbert Bendall. London: Trübner and Co.